De Beers Group Marketing Compliance Expert

1 month ago


Shanghai, Shanghai, China De Beers Group Full time

Job Description:

The De Beers Group is seeking a highly skilled Marketing Compliance Expert to join our team. This role plays a crucial part in ensuring the Marketing department adheres to internal policies and external regulations, preventing governance failures and losses.

Key Responsibilities:

  • Develop and implement Anglo American's Marketing compliance program, including policy drafting, KRI definition, and training for commercial staff.
  • Provide advisory services on marketing and trading activities, advising on relevant external regulations, including MiFID II, Anti-bribery & Corruption compliance, Competition Law and Market Abuse (MAR/MAD) compliance, and other social, ethical, and environmental regulations.
  • Implement monitoring and reporting processes using surveillance tools to detect market abuse, suspicious orders or transactions, and monitor changes in the external regulatory environment that impact the Marketing BU.
  • Collaborate with Group Legal to understand regulation implications and devise implementation plans for Marketing/ Anglo American.
  • Educate Marketing Executives and employees on their compliance responsibilities through annual training plans, regular communications, and guidance documents.
  • Maintain the 'relevant employee' model for the Marketing BU, assigning compliance profiles based on role risks and updating training plans accordingly.
  • Assist Group Policy Owners in tailoring training materials for Marketing focus and provide training to Marketing employees.
  • Embed a compliance culture in the Marketing Business Unit, serving as a point of contact for training and queries in the Shanghai office.
  • Perform annual Compliance Risk Assessment processes and assist with Group Risk Assessment processes.
  • Report monthly/quarterly on training completion, GEH/COI submissions, and other compliance issues.
  • Lead meetings and discussions independently with stakeholders to drive required outcomes on all compliance matters.

Qualifications:

  • A university degree in a relevant field, such as law, accounting, or economics.
  • At least 7 years of experience in compliance, focusing on commodities, with ideally experience in compliance/risk management in a trading environment.
  • Commercial or investment banking background considered, along with legal/general counsel experience.
  • Experience working with detailed legal/policy documentation regarding Chinese Regulations and within complex organisations across different countries and jurisdictions.
  • Fluent written and spoken English and Mandarin is a prerequisite.
  • Excellent governance skills, strong quantitative and analytical skills, and strong interpersonal and communication skills are essential.
  • A self-starter with strong project management skills and the ability to prioritise and work effectively to meet deadlines.

Estimated Salary Range: $120,000 - $180,000 per annum, depending on location and experience.



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