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Financial Services Risk Assurance Specialist
2 months ago
Company Overview
HSBC is a leading global banking and financial services organization, committed to providing exceptional customer service and driving growth through innovation.
Job Summary
We are seeking an experienced Financial Services Risk Assurance Specialist to join our team. The successful candidate will participate in or lead individual audits to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned and executed in line with internal requirements and timelines.
Key Responsibilities
- Participate in or lead individual audits to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned and executed;
- Draft audit findings and reports which articulate key issues and risks and propose root causes;
- Conduct issue validation for remediation plans of identified issues;
- Identify business process improvements for areas audited as appropriate;
- Maintain consistent interaction with business management;
- Maintain HSBC internal control standards, implement and observe Group Compliance Policy and maintain awareness of operational risk.
Requirements
The ideal candidate should have:
- A minimum of 5 years internal or external audit, business, and/or accounting experience or equivalent;
- A bachelor's degree in business, accounting, finance, related field or equivalent experience;
- Understanding of financial services business, risks (regulatory compliance) and related controls, with a specific focus on Retail, Wealth Management or Private Banking;
- Teamwork spirit and commitment to the work;
- Analytical skills in identifying risks and control implications;
- Communication skills (written and verbal) for managing multiple stakeholders to drive consensus and influence outcomes;
- Report writing and presentation skills;
- Knowledge of Data Analytics and ability to apply technology or expertise to business issues or operational problems (desirable);
- English speaking and writing; and ideally knowledge of additional Asian languages.
Estimated Salary Range
$120,000 - $180,000 per annum.
