Risk Assurance Manager

4 weeks ago


Guangzhou, Guangdong, China HSBC Full time
Job Title: Assistant Vice President Controls Assurance, Risk Compliance Assurance Services

HSBC is seeking an experienced professional to join our team in the role of Assistant Vice President Controls Assurance, Risk Compliance Assurance Services. This position is responsible for ensuring the effectiveness of internal controls and compliance with regulatory requirements.

Key Responsibilities:
  • Customize and localize standard test scripts to evaluate assigned controls for design and operating effectiveness.
  • Ensure assigned control assessments are accurate, effective, and meet quality control requirements.
  • Deliver assigned control assessments on time, in accordance with the CA assessment plan.
  • Supervise the delivery of assigned control assessments, intervening and redirecting testing as required.
  • Manage control owners and stakeholders, ensuring the success of each assigned review.
  • Document distinct control types, covering key aspects such as remit, main processes, and handovers to other teams.
  • Ensure issue owners complete root cause analysis for all material issues and have appropriate remediation plans in place.
  • Develop and motivate CA Managers through coaching and on-the-job training.
Requirements:
  • Minimum of 3 years proven experience in assurance, audit, compliance, or risk management within financial services or other major industries.
  • Good understanding of ORR, WCR, RCR, Insurance, FCR, and RC risks, and/or the aptitude to develop this understanding in good time.
  • Minimum Bachelor's degree in a related field, such as business, finance, law, or equivalent experience; Master's degree preferred.
  • Proven organizational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills.
  • Ability to manage conflicting priorities effectively and meet challenging deadlines.
  • Experience working with local and regional stakeholders and an understanding of global standards of quality.
  • Ability to work with different cultural groups and build consensus.
  • Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry.
  • Ability to exercise discretion, work independently within broad guidelines, and handle sensitive and confidential data.


  • Guangzhou, Guangdong, China HSBC Full time

    Job SummaryWe are seeking a highly skilled Risk Assurance Specialist to join our team in the role of Assistant Vice President Controls Assurance, Global Risk and Compliance Assurance Services.The successful candidate will be responsible for evaluating assigned controls for design and operating effectiveness, ensuring that assigned control assessments are...


  • Guangzhou, Guangdong, China HSBC Full time

    At HSBC, we're seeking a seasoned professional to fill the role of Assistant Vice President Controls Assurance CTU - RCA SERVICES - CONTROLS ASSUR. This position requires a deep understanding of internal control environments and risk management frameworks.Key responsibilities include:Customizing and localizing standard test scripts to evaluate assigned...


  • Guangzhou, Guangdong, China HSBC Full time

    Job Title: Manager, Controls Assurance, Global Risk and Compliance Assurance ServicesHSBC is seeking an experienced professional to join our team in the role of Manager, Controls Assurance, Global Risk and Compliance Assurance Services. This position will be responsible for ensuring the effective operation of controls within our organization.Key...


  • Guangzhou, Guangdong, China HSBC Full time

    HSBC is a leading banking and financial services organisation with a presence in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper. Our Global Risk and Compliance Assurance Services team is seeking an experienced professional to fill the role of Manager, Controls Assurance.Key...


  • Guangzhou, Guangdong, China HSBC Full time

    Company OverviewHSBC is one of the world's largest banking and financial services organisations, operating in 64 countries and territories. We strive to be at the forefront of growth, empowering businesses and economies to thrive.Salary:$120,000 - $180,000 per yearJob Description:We are seeking an experienced professional to join our team as a Manager,...


  • Guangzhou, Guangdong, China HSBC Full time

    **Career Impact Opportunity at HSBC**Are you looking for a role that enables you to make a real difference in the banking industry? If yes, join HSBC and be part of a team that helps businesses thrive and economies prosper.HSBC is one of the world's leading banking and financial services organisations, operating in 64 countries and territories. We are...


  • Guangzhou, Guangdong, China HSBC Full time

    Key ResponsibilitiesAs a seasoned professional in Risk Compliance Assurance Services, you will be responsible for evaluating assigned controls for design and operating effectiveness, ensuring accurate and quality control assessments, and managing stakeholder relationships to deliver successful reviews.Accountabilities:Customize and localize standard test...


  • Guangzhou, Guangdong, China HSBC Full time

    About HSBCHSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. Our aim is to be where the growth is, enabling businesses to thrive and economies to prosper.Job DescriptionWe are currently seeking an experienced professional to join our team in the role of Lead Risk and...


  • Guangzhou, Guangdong, China HSBC Full time

    Job Title: Manager, Controls Assurance, Global Risk and Compliance Assurance ServicesHSBC is seeking an experienced professional to join our team in the role of Manager, Controls Assurance, Global Risk and Compliance Assurance Services. This position will be responsible for ensuring the effective implementation of controls and risk management practices...


  • Guangzhou, Guangdong, China HSBC Full time

    HSBC, a leading financial services organisation, is seeking an experienced professional to join its team in the role of Senior Compliance Specialist - Global Risk and Assurance Services.Key responsibilities include:Customising and localising standard test scripts to evaluate assigned controls for design and operating effectiveness.Ensuring assigned control...


  • Guangzhou, Guangdong, China HSBC Full time

    About HSBCHSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories.We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and ultimately helping people to fulfil their hopes and realise their ambitions.Job Description: Assistant Vice President...


  • Guangzhou, Guangdong, China HSBC Full time

    Role OverviewWe are seeking an experienced professional to join our team in the role of Financial Services Risk Manager. This position is responsible for evaluating the design and operating effectiveness of internal controls, ensuring compliance with regulatory requirements and HSBC's Risk Management Framework.Key ResponsibilitiesCustomize and localize...


  • Guangzhou, Guangdong, China HSBC Full time

    About This RoleWe are currently seeking an experienced professional to join our team in the role of Manager, Controls Assurance, Global Risk and Compliance Assurance Services. In this position, you will be responsible for evaluating controls for operating effectiveness, documenting results, and raising issues as appropriate.Key ResponsibilitiesMap processes...


  • Guangzhou, Guangdong, China HSBC Full time

    Role OverviewWe are seeking an experienced professional to monitor risk and control in our South Region. The ideal candidate will have solid operational risk knowledge and experience in control testing.Key ResponsibilitiesMonitor risk and control at branch level and identify potential issuesOrganize and execute control testing and review plans to ensure key...


  • Guangzhou, Guangdong, China HSBC Full time

    **Job Summary**This role is responsible for monitoring and controlling risk at the branch level, ensuring compliance with regulatory requirements and company policies.The successful candidate will have a strong background in operational risk management, with experience in control testing and risk self-checking.Key responsibilities include:Organizing and...


  • Guangzhou, Guangdong, China HSBC Full time

    Job OverviewWe are seeking an experienced professional to join our team in the role of Insurance Risk and Compliance Specialist, Global Assurance Services.


  • Guangzhou, Guangdong, China Worldline Full time

    About the RoleWe are seeking a highly skilled Quality Assurance Consultant to join our team at Worldline. As a Quality Assurance Consultant, you will play a critical role in ensuring the quality and conformance of our products to functional specifications and end-user expectations.Key ResponsibilitiesCollaborate closely with the Business Analysis and...


  • Guangzhou, Guangdong, China Worldline Full time

    Role OverviewWe are seeking a highly skilled Quality Assurance Specialist to join our team at Worldline. As a Quality Assurance Specialist, you will play a crucial role in ensuring the quality and conformance of our products to functional specifications and end-user expectations.Key ResponsibilitiesCoordinate closely with Business Analyst and development...


  • Guangzhou, Guangdong, China HSBC Full time

    Role OverviewHSBC is seeking an experienced professional to fill the role of Stress Testing Manager - PORTFOLIO, POLICY AND CONTROL. This position will be responsible for managing the execution, analysis, and communication of wholesale credit stress testing results.Key ResponsibilitiesSupport the Team Lead in managing the execution, analysis, and...


  • Guangzhou, Guangdong, China HSBC Full time

    Make a Real Impact at HSBCAre you looking for a career where you can make a meaningful difference? HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper.Principal ResponsibilitiesGuide...