Risk Assurance Manager

2 weeks ago


Guangzhou, Guangdong, China HSBC Full time
Job Title: Assistant Vice President Controls Assurance, Risk Compliance Assurance Services

HSBC is seeking an experienced professional to join our team in the role of Assistant Vice President Controls Assurance, Risk Compliance Assurance Services. This position is responsible for ensuring the effectiveness of internal controls and compliance with regulatory requirements.

Key Responsibilities:
  • Customize and localize standard test scripts to evaluate assigned controls for design and operating effectiveness.
  • Ensure assigned control assessments are accurate, effective, and meet quality control requirements.
  • Deliver assigned control assessments on time, in accordance with the CA assessment plan.
  • Supervise the delivery of assigned control assessments, intervening and redirecting testing as required.
  • Manage control owners and stakeholders, ensuring the success of each assigned review.
  • Document distinct control types, covering key aspects such as remit, main processes, and handovers to other teams.
  • Ensure issue owners complete root cause analysis for all material issues and have appropriate remediation plans in place.
  • Develop and motivate CA Managers through coaching and on-the-job training.
Requirements:
  • Minimum of 3 years proven experience in assurance, audit, compliance, or risk management within financial services or other major industries.
  • Good understanding of ORR, WCR, RCR, Insurance, FCR, and RC risks, and/or the aptitude to develop this understanding in good time.
  • Minimum Bachelor's degree in a related field, such as business, finance, law, or equivalent experience; Master's degree preferred.
  • Proven organizational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills.
  • Ability to manage conflicting priorities effectively and meet challenging deadlines.
  • Experience working with local and regional stakeholders and an understanding of global standards of quality.
  • Ability to work with different cultural groups and build consensus.
  • Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry.
  • Ability to exercise discretion, work independently within broad guidelines, and handle sensitive and confidential data.


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