Risk and Control Manager, South District, Broker

3 weeks ago


Guangzhou, Guangdong, China HSBC Full time

**Job Summary**

This role is responsible for monitoring and controlling risk at the branch level, ensuring compliance with regulatory requirements and company policies.

The successful candidate will have a strong background in operational risk management, with experience in control testing and risk self-checking.

Key responsibilities include:

  • Organizing and executing control testing and review plans to ensure continuous monitoring of key controls at the branch level.
  • Identifying and documenting internal events, conducting impact and root cause analysis, and monitoring event mitigation action status at the branch level.
  • Monitoring South Region operational risk and reputational risk.
  • Assisting in maintaining and executing criminal case management policy, and conducting investigations as required at the branch level.
  • Supporting Head of Business Control and City Manager in handling branch level regulatory tasks, including risk self-checking requirements, publicity education tasks, and related regulatory reports.
  • Supporting Head of Business Control and City Manager in setting up and maintaining branch level R&C and other emergency plans coordinated by R&C, and carrying out drills as required.
  • Organizing and carrying out branch level on-site event inspections.
  • Assisting company level Business Information Risk Officer (BIRO) to drive information risk control activities (clean desk check, etc.) at the branch level.

**Requirements**

To be successful in this role, you should meet the following requirements:

  • 7 years or above working experience with solid operational risk knowledge and experience in control testing.
  • Working experience in risk management in life insurance, broker company, internal control management, or internal audit.
  • Working experience in audit/assurance or risk management areas, CIA, CISA, FRM, CFE holder is preferred.
  • Strong independently analytical and problem-solving skills.
  • Fluent English in verbal and written.
  • Strong communication and interpersonal skills, and good team worker.
  • Willing to face challenges and work under pressure.


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