Marketing Compliance Officer

2 days ago

Shanghai, Shanghai, China De Beers Group Full time
Job Description

The De Beers Group is seeking a highly skilled Compliance Specialist to ensure that our Marketing teams adhere to and comply with all relevant regulations and policies.

  • Implement and maintain a comprehensive compliance programme, including policy development, risk assessment, and training.
  • Provide expert advice to Marketing teams on regulatory requirements, including MiFID II, Anti-bribery & Corruption, and Competition Law.
  • Develop and implement monitoring and reporting processes to prevent and detect market abuse.
  • Stay up-to-date with external regulatory changes and update compliance frameworks accordingly.
  • Collaborate with Group Legal to understand the implications of new regulations and develop implementation plans.
  • Design and deliver annual training plans for Marketing employees, ensuring they are aware of their compliance responsibilities.
  • Maintain the 'relevant employee' model, assigning compliance profiles based on employee risk profiles and developing targeted training plans.
  • Assist Group Policy Owners in tailoring training materials for Marketing focus and provide training to Marketing employees.
  • Embed a culture of compliance within the Marketing Business Unit, serving as the point of contact for training and queries.
  • Perform annual Compliance Risk Assessment and assist with Group Risk Assessment processes.
  • Provide regular reporting on training completion, GEH/COI submissions, and other compliance matters.

Qualifications:

  • University degree in a relevant field, such as Law, Accounting, or Economics.
  • At least 7 years of experience in compliance, with a focus on commodities.
  • Experience in a trading environment, commercial or investment banking, or legal/general counsel roles.
  • Knowledge of Chinese regulations and experience working in a complex organisation across different countries and jurisdictions.
  • Experience in Trade Surveillance, Anti-Bribery & Corruption, and Competition Laws.
  • Fluent English and Mandarin language skills.
  • Strong governance, quantitative, and analytical skills.
  • Excellent interpersonal and communication skills.
  • Ability to prioritise and work effectively to meet deadlines.

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