Jobs for document controller at Prince Edward Island

Job DescriptionTo review and perform inspection on various transaction documents including engagement letters, KYC documents (e.g. AML documents, name screening results and desktop search results), due diligence work done, project execution documents (e.g. listing documents) and document checklist from internal control / risk management and compliance...

About the Job We are seeking an experienced Manager to oversee internal control, AML/KYC governance, internal audit operations, SOP/handbook enhancement, and branch compliance support. This role plays a key part in strengthening our operational risk framework, ensuring full adherence to Hong Kong regulatory requirements, and uplifting the compliance culture...

About the Role   Our client, a well-established banking institution in Hong Kong, is looking to strengthen their risk management function by appointing an experienced Senior Operational Risk Control Manager.    This is a key hire that will contribute to enhancing the organization's operational risk capabilities and supporting their continued growth in...

About the Role   Our client, a well-established banking institution in Hong Kong, is looking to strengthen their risk management function by appointing an experienced Senior Operational Risk Control Manager.    This is a key hire that will contribute to enhancing the organization’s operational risk capabilities and supporting their continued growth in...

Company Description Who is Turner & Townsend?Turner & Townsend is a global professional services company with over 22,000 people in more than 60 countries.Working with our clients across real estate, infrastructure, energy and natural resources, we transform together delivering outcomes that improve people's lives. Working in partnership makes it...

Job Duties & Responsibilities: Expense Verification & Validation: Scrutinize all payment requests, invoices, and expense reports for accuracy, appropriate documentation, and compliance with company policies and approval matrices.Internal Control Enforcement: Monitor and enforce adherence to the Bank's internal control procedures and expenditure...

【Job Responsibilities】:Fundraising Materials Preparation : Lead the creation and continuous refresh of core documents such as fundraising decks, offering memoranda and road-show materials.Tailor bespoke versions for each investor category.Fund Documentation Management:Assist in drafting and compiling legal and compliance papers for fund establishment and...

Key Areas of ResponsibilitiesHR Policies, Procedures & GovernanceProvide general support to HR colleagues on policy interpretation, change management activities and procedural guidance.Work closely with regional HR teams, local HR operations and centres of excellence to ensure consistent and robust HR operations.Support the implementation and maintenance...

OverviewJoin our Hong Kong office as a Senior Trade Operations Analyst supporting a fast-paced trading environment across equities and equity derivatives. Operations are critical to our trading effort—ensuring trades, positions, cash and P&L are accurate, controlled, and scalable.This is a senior role: you'll stay hands-on with daily trade control...

Job DescriptionAbout the Rolewe are looking for a valuation‑focused project professional to support and contribute to initiatives that enhance Product Control and valuation processes across asset classes. The role sits between Product Control, Finance, and Middle Office, with a primary focus on improving valuation methodologies, P&L reporting, and...

Job Duties & Responsibilities: • Facilitate and lead certain implementation of transaction banking products in Hong Kong, taking account of all relevant issues such as law and regulations, technology;• Make all necessary arrangements for product implementation when delegated to; Monitor the progress of such arrangements and implementation, and report...

Position Summary:We are seeking a seasoned IAM support with 8 years of experience in Identity & Access Management operations. The ideal candidate will have good hands-on expertise in user lifecycle management, access provisioning, Privileged Access Management (PAM), and access governance. Familiarity with tools such as CyberArk and HashiCorp Vault is...

JOB SUMMARY The Assistant Controller manages the day-to-day operation of the Accounting Office. Primary responsibilities include financial analysis and financial reporting, budgeting/forecasting, audit and control, asset and liability reconciliation, working capital and cash control. CANDIDATE PROFILE  Education and Experience • 4-year bachelor's...

Company overviewNomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global...

About the Role: We are seeking a detail-oriented and proactive Officer to join our Risk Control Department at our Hong Kong Branch. The successful candidate will support risk management activities and reporting related to Operational Risk, Credit Risk, and Market & Liquidity Risk, ensuring compliance with Head Office, Hong Kong policies, and relevant...

Key Responsibilities:Support the preparation of HKRBC regulatory submissions with robust controls and analysis to ensure accuracy and compliance; address queries from internal and external stakeholdersSupport the development and production of the capital projection for the business plan and the stressed & scenario testing for ORSA, and perform related...

Key Areas of Responsibilities• Process transformation:Challenge and refine existing processes in alignment with industry best practices.Identify operational risk & efficiency concerns, proposing actionable solutions.• Establish & Maintain systematic workflow artefacts across business units / products.• New Product Approval support: Work with...

Company:MercerDescription:Assists the consulting team with administrative tasks, including processing expense reports, managing monthly client invoicing, code population and client marketing information, managing travel arrangements, and managing client subject files and plan documents.Coordinates the production of documents using available...

The successful candidate will report to Data Privacy Officer. S/he will collaborate with project/operation/client teams and first/second/third lines of defence to ensure all applicable regulatory requirements (e.g., from data protection laws) are fulfilled, the data governance and management framework is complied with, and adequate and effective data privacy...

The successful candidate will report to Data Privacy Officer. S/he will collaborate with project/operation/client teams and first/second/third lines of defence to ensure all applicable regulatory requirements (e.g., from data protection laws) are fulfilled, the data governance and management framework is complied with, and adequate and effective data privacy...