Manager, Branch Risk and Control, East District, Broker

2 weeks ago

Shanghai, Shanghai, China HSBC Full time

This position will be mainly tasked with risk and control monitoring related assignments as well as branch level regulatory assignments, including control testing, issues and actions management, internal event management and reporting, branch level criminal case management assignments, branch level Business Continuity Plan (BCP) related assignments, branch level regulatory risk self-checking & reporting, and others assignments directed by PINB Head of Business Control.

This role will be located at Shanghai mainly covering the R&C tasks for East Region. We are currently seeking an experienced professional to join our team.

In this role, you will:

·To organize and execute control testing and other control review plan ( record retention, contract management, and etc.) to ensure continuous monitoring the key controls at branch level;

·To identify and document internal event, carry out impact and root cause analysis, and monitor event mitigation action status at branch level;

·To monitor East Region operational risk and reputational risk;

·To assist in the maintaining and execution of criminal case management policy, and conduct investigation as required at branch level;

·To support Head of Business Control and City Manager in handling branch level regulatory tasks inlcuding risk self-checking requiremetns, publicity education tasks and relating regultory reports.

·To support Head of Business Control and City Manager in setting up and maintenance of branch level R&C and other emergency plans coordinated by R&C, and carrying out drills as required;

·To organize and carry out branch level on-site event inspection;

·To assist company level Business Information Risk Officer (BIRO) to drive information risk control activities ( clean desk check, and etc.) at branch level;

·To complete other tasks, internal or external reports, assigned by PINB Head of Business Control.

Requirements

To be successful in the role, you should meet the following requirements:

·7 years or above working experience with solid operational risk knowledge and experience in control testing;

·Working experience in risk management in life insurance, broker company, internal control management, or internal audit;

·Working experience in audit/assurance or risk management, CIA, CISA, FRM, CFE holder is preferred;

·Strong independently analytical and problem solving skills;

·Fluent English in verbal and written;

·Strong communication and interpersonal skills, and good team worker;

·Willing to face challenge and work under pressure.

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