Financial Surveillance Specialist

4 weeks ago


Guangzhou, Guangdong, China HSBC Full time

HSBC is seeking a skilled professional to fill the role of Financial Surveillance Specialist. This position involves reviewing and investigating alerts generated by the Voice-Surveillance system for market abuse and anti-competitive behaviors.

Key responsibilities include:

  • Quality checking, training, and supervisory responsibility for growth in monitoring function.
  • Performing daily monitoring tests to ensure risks within the monitoring plan are mitigated.
  • Producing reports providing management information for Senior Management.
  • Assisting in the on-going development of the system to improve the efficiency of monitoring within the business.
  • Fostering a close relationship with Compliance teams.
  • Maintaining company internal control standards, including timely implementation of internal and external audit points.

Requirements include:

  • Experience in Monitoring and Surveillance or related environment.
  • Good knowledge of Excel with ability to use macros to solve non-standard problems.
  • Interest in systems and applying them to the analysis of large amounts and different types of data.
  • Research, analysis, report writing, process improvement, project management.

HSBC is a global banking and financial services organisation with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper.



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