Financial Surveillance Specialist
4 weeks ago
HSBC is seeking a skilled professional to fill the role of Financial Surveillance Specialist. This position involves reviewing and investigating alerts generated by the Voice-Surveillance system for market abuse and anti-competitive behaviors.
Key responsibilities include:
- Quality checking, training, and supervisory responsibility for growth in monitoring function.
- Performing daily monitoring tests to ensure risks within the monitoring plan are mitigated.
- Producing reports providing management information for Senior Management.
- Assisting in the on-going development of the system to improve the efficiency of monitoring within the business.
- Fostering a close relationship with Compliance teams.
- Maintaining company internal control standards, including timely implementation of internal and external audit points.
Requirements include:
- Experience in Monitoring and Surveillance or related environment.
- Good knowledge of Excel with ability to use macros to solve non-standard problems.
- Interest in systems and applying them to the analysis of large amounts and different types of data.
- Research, analysis, report writing, process improvement, project management.
HSBC is a global banking and financial services organisation with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper.
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