Surveillance Assistant Manager, HSBC Financial Services

7 days ago


Guangzhou, Guangdong, China HSBC Full time

About the Role

HSBC is one of the world's largest banking and financial services organisations, with operations in 64 countries and territories.

We are seeking an experienced professional to join our team in the role of Assistant Manager, E-Communication Surveillance.

Responsibilities

  • Review, investigate and escalate alerts generated by the Surveillance system.
  • Undertake daily, weekly and monthly monitoring tests to ensure that risks within the Surveillance RC monitoring plan are mitigated.
  • Identify improvements and assist in the on-going development of systems to improve the efficiency of monitoring.
  • Assist with the User Acceptance Testing (UAT) of newly developed monitoring tests.
  • Production of accurate and in-depth Management Information (MI).
  • Foster a close relationship with the various teams, both on and off-shore.

Requirements

  • Strong interpersonal skills and experience of working effectively within a small team.
  • Knowledge of financial markets and in particular, financial market regulation.
  • Experience in Trade or E/Voice-Surveillance monitoring / oversight or related environment is preferable.
  • Knowledge of the surveillance tool is preferable.
  • Ability to understand trade and electronic/Voice communications and analyse these for the detection of potential Market Abuse.
  • Ability to work under pressure and within tight time-lines.
  • Ability to handle escalated issues and take these forward with Senior Management.


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