Regulatory Compliance Expert for Fintech Operations

2 days ago


Huangpu, China HSBC Full time

HSBC is seeking a seasoned professional to support the business in building and maintaining an effective Compliance Control Framework for the HSBC FinTech Servco and Pinnacle.


The ideal candidate will have specialist knowledge in Insurance, fund sales, Wealth, and FinTech related regulations in Mainland China, and will be able to collaborate with the Fin Tech and Pinnacle business teams, as well as other compliance teams in China and ASP.


Responsibilities will include providing advice to the Business on Compliance issues, liaising with Fin Tech, Pinnacle, and senior management to manage Compliance risks, and exercising risk steward challenge in governance forums.


The successful candidate will also be responsible for keeping abreast of key local regulatory changes, articulating Regulatory Compliance and Financial Crime risks for the HSBC FinTech Servco, and engaging and maintaining strong relationships with relevant regulators.


Additional responsibilities will include second line governance of Regulatory Compliance and Financial Crime risks exposures, assisting senior management with local compliance related matters, and reporting and escalating material compliance issues and risks to ASP Compliance teams.


Key requirements for the role include seasoned Compliance experience, a legal or formal accountancy qualification, and specialist knowledge in Insurance, fund sales, Wealth, and FinTech related regulations in Mainland China.


The ideal candidate will also have compelling communication and people skills, strong stakeholder management skills, and the ability to influence and persuade. Additional requirements include significant leadership experience, ability to develop practical solutions, and tech savviness.



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