Assistant Vice President Controls Assurance, Global Risk and Compliance Assurance Services Expert

1 week ago


Guangzhou, Guangdong, China HSBC Full time
Transformative Career Opportunity

HSBC is seeking an experienced professional to join our team in the role of Assistant Vice President Controls Assurance, Global Risk and Compliance Assurance Services. This is a unique opportunity to make a meaningful impact in the banking and financial services industry.

Key Responsibilities
  • Evaluate assigned controls for design and operating effectiveness, raising issues as necessary.
  • Ensure accurate and effective control assessments, adhering to RCAS & CA procedures and templates.
  • Deliver control assessments on time, in accordance with the CA assessment plan.
  • Supervise the delivery of assigned control assessments, intervening and redirecting testing as required.
  • Manage control owners and stakeholders, ensuring successful reviews and minimizing contention.
  • Document distinct control types, covering key aspects such as remit, main processes, and handovers.
  • Ensure issue owners complete root cause analysis and have remediation plans in place.
Requirements
  • Minimum 3 years experience in assurance, audit, compliance, or risk management within financial services or major industries.
  • Good understanding of insurance risk and control framework, including Actuarial Decisions, Underwriting Decisions, and Insurance Claims Handling.
  • Understanding of Resilience Risk and Model Risk, and end-to-end insurance business life cycle requirements.
  • Minimum Bachelor's degree in related field, with Master in Finance or Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) preferred.
  • Proven ability to question, evaluate, and improve existing business processes and information adequacy.
  • Proven organisational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills.

Candidates with less relevant experience or skills may be offered a lower Global Career Band. Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritised.



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