Risk Assurance Specialist

7 days ago


Guangzhou, Guangdong, China HSBC Full time
Assistant Vice President Controls Assurance CTU

HSBC is seeking an experienced professional to join our team in the role of Assistant Vice President Controls Assurance CTU. This position is responsible for ensuring the effectiveness of our internal controls and compliance with regulatory requirements.

Key Responsibilities:
  • Customize and evaluate standard test scripts to assess control design and operating effectiveness.
  • Ensure assigned control assessments are accurate, effective, and meet quality control requirements.
  • Deliver control assessments on time and in accordance with the assessment plan.
  • Supervise the delivery of assigned control assessments and manage control owners and stakeholders.
  • Manage the documentation of control types and ensure issue owners complete root cause analysis and remediation plans.
  • Develop and motivate CA Managers through coaching and on-the-job training.
  • Support VPs of CA in fulfilling their responsibilities, including resource augmentation and planning.
Requirements:
  • Minimum 3 years of experience in Assurance, Audit, Compliance, or Credit/Treasury risk management within financial services or other major industries.
  • Minimum Bachelor's degree in related fields such as Business, Finance, Law, or equivalent experience.
  • Reasonable Retail Credit Risk or Treasury risk knowledge and understanding of relevant business products.
  • Comprehensive knowledge of the internal control environment and HSBC Risk Management Framework.
  • Ability to manage conflicting priorities and meet challenging deadlines.
  • Experience working with local and regional stakeholders and understanding of global standards of quality.
  • Ability to work with different cultural groups and build consensus.
  • Ability to understand the changing regulatory landscape regarding compliance functions within the banking industry.
  • Ability to exercise discretion and handle sensitive and confidential data.
  • Fluent spoken English and professional writing and presentation skills.


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