Risk Assurance Specialist

4 weeks ago


Guangzhou, Guangdong, China HSBC Full time
Role Overview

We are seeking an experienced professional to join our team in the role of Assistant Vice President Controls Assurance CTU - RCA SERVICES - CONTROLS ASSUR.

Key Responsibilities
  • Customize and localize standard test scripts and evaluate assigned controls for design and operating effectiveness, raising issues as necessary.
  • Ensure assigned control assessments are accurate, effective, and meet quality control requirements, adhering to RCAS & CA procedures and templates.
  • Deliver assigned control assessments on time, in accordance with the CA assessment plan.
  • Supervise the delivery of assigned control assessments, intervening and redirecting testing as required, resolving or redirecting escalations as necessary.
  • Manage control owners and stakeholders, ensuring the success of each assigned review, minimizing contention where possible and requesting support when deemed necessary.
  • Document distinct control types, covering key aspects such as remit, main processes, and handovers to other teams.
  • Ensure issue owners complete sufficient root cause analysis for all material issues and have appropriate remediation plans in place.
  • Develop and motivate CA Managers through coaching and on-the-job training, ensuring the successful delivery of assigned control assessments.
  • Support VPs of the CA (GSC China) in fulfilling their CA responsibilities, including resource augmentation, planning forthcoming reviews, drafting issues, and contributing to the development of procedures and templates.
Requirements
  • Minimum 3 years of proven experience in Assurance, Audit, Compliance, or Credit/Treasury risk management within financial services or other major industries.
  • Minimum Bachelor's degree in related fields such as Business, Finance, Law, or equivalent experience. Master in Finance or certification in Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) is preferred.
  • Reasonable Retail Credit Risk (RCR) or Treasury risk knowledge, and understanding of relevant business products, with preferable working experience relating to credit management or actuarial.
  • Comprehensive knowledge of the internal control environment and HSBC Risk Management Framework.
  • Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines.
  • Experience in working with local and regional stakeholders and an understanding of global standards of quality.
  • Ability to work with different cultural groups and build consensus.
  • Ability to understand the changing regulatory landscape regarding compliance functions within the banking industry.
  • Ability to exercise discretion, work independently within broad guidelines, handle sensitive and confidential data tactfully, and complete assignments timely.
  • Fluent spoken English and professional writing and presentation skills are required.


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