Senior Financial Crime Compliance Manager, HSBC Fintech

Found in: Talent CN S2 - 2 weeks ago

Shanghai, China HSBC Full time

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As Risk Stewards,Financial Crime Compliance officer provides advice, guidance, opinions, direction, and training related to the regulatory landscape to the First Line of Defence/business. To ensure the business complies with the letter and spirit of relevant regulations, thereby delivering fair outcomes for customers and embedding a robust risk management culture in HSBC's business processes. The key risk management role that has a broad remit and responsibilities, which include, but are not limited to; advice and oversight on Anti-Money Laundering & Counter Terrorist Financing, Sanctions, Anti-Bribery & Curroption (“AB&C”), Fraud Risk Management, and Anti-Tax Evasion.

We are currently seeking an experienced professional to join our team.

In this role, you will:

A keyFinancial Crime Compliance role that has a broad remit and responsibilities, which include but are not limited to:

1.To lead Pinnacle financial crime compliance risk management from project perspective and ensure Global FCC startergy, policy and management principle consistenly adopt in all Pinnacle ventures by each entity’s FCC team .

2.To assist Line Manager to implement and execute the financial crime compliance strategies including AML, Sanctions, Fraud, AB&C and Tax Evasion risk management to minimize risks of exposure & loss and attainment of strategic & operating objectives.

3.To review and evaluate FCC issues and/or concerns within HSBC Fintech and Pinnacle Project, and advise the business, management, line management and employees of emerging FCC issues, and provide constructive suggestions on FCC-related matters including AML, Sanctions, Fraud, AB&C and Tax Evasion risk management in the manner that facilitates business growth. The incumbent will provide advice and recommendations in relation to fintech/insurance/fund sales FCC and new business initiatives.

4.To analyze financial crime activities and prepare materials to improve FCC risks awareness of all staff, especially front line staff and sales staff.

5.To ensure product, procedures, policies in compliance with related laws and regulations.

6.To maintain constructive relationship with internal strategic partners.

Requirements

To be successful in the role, you should meet the following requirements:

1.Experience

Proven track record of success in this field and a deep understanding of the industry, FC issues and regulatory requirements which govern it Exposure to demanding operational environments to gain insight into the most effective compliance management applications

Exposure to demanding operational environments to gain insight into the most effective FC risk management applications

Experience of dealing with FCC (particular the AML, AB&C and Fraud risk management) related regulatory matters and confident interaction with Regulators

Experience in investigative work preferred, ideally including staff conduct, transaction monitoring and customer screening.

Experience in compilation of internal & external reporting experience

Good appreciation of financial crime compliance risk management concept and framework.

A high level of professional competence knowledge and experience in personal and corporate products and services, the operations and/or branch procedures

Knowledge of the criminal law, law of evidence and Financial Institution related laws and regulations is a plus

Five years or abvoe Finicial industy working experience

2.Skills

Understands the global strategies of the Group and collaborates with the business to accomplish these strategies;

Proficient knowledge of AML, Fraud, Sanction, AB&C issues across the financial services industry, ideally from universal banking or insurance. Basic knowledge of proceeds of crime legislation, associated FC regulation and guidance. CAMS/ICA Diploma preferred.

Bacholer degree or above

Strong data analysis skill is a plus.

Fluency in both written and verbal English and Mandarin.

Good communication skills.

Good understanding of local markets and knowledge of regulatory matters handling.

Strong planning, analytics, prioritization and organizational skills

Good stakeholders, internal and external, management skills

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