Assistant Vice President Controls Assurance, Global Risk and Compliance Assurance Services

6 months ago

Guangzhou, China HSBC Full time

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Controls Assurance, Global Risk and Compliance Assurance Services - RCA SERVICES - CONTROLS ASSUR.

Principal responsibilities

Customise and localise standard test scripts and then evaluate assigned controls for design and operating effectiveness, raise issues as appropriate. Ensure that assigned control assessments are accurate, effective, abide by RCAS & CA procedures and templates, and meet quality control requirements. Ensure that assigned control assessments are delivered on time, in accordance with the CA assessment plan. Supervise the delivery of assigned control assessments using experience and knowledge to intervene and redirect testing as required, resolving, or redirecting escalations as required. Manage control owners and other stakeholders, ensuring the success of each assigned reviews, minimising contention where possible and requesting support, where deemed necessary. Manage the documentation of distinct control types, covering key aspects, such as remit, main processes, and handovers to other teams. Ensure that issue owners complete sufficient root cause analysis for all material issues and have appropriate remediation plans in place. Develop and motivate the CA Managers through coaching and on-the-job training, ensuring the successful delivery of assigned control assessments. Requirements Minimum of 3 years proven experience in assurance, audit, compliance or risk management within financial services or other major industries. Working experience in Insurance industry or Audit/Consultancy projects for Insurance companies is preferred. A good understanding about Insurance risk and control framework including Actuarial Decisions, Underwriting Decisions, Insurance Claims Handling, Insurance risk governance and oversight, and Reinsurance Arrangements, and knowledge of relevant regional laws, regulations and the overall regulatory environment preferred. Understanding of Resilience Risk and Model Risk and the end-to-end insurance business life cycle requirements. Minimum Bachelor’s degree in related field such as business, finance, law or equivalent experience; Master in Finance or Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) is preferred. Proven ability to question, evaluate, and improve existing business processes and adequacy of information. Proven organisational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills. Ability to lead/support Insurance risk reviews, including but not limited to Actuarial, Reinsurance, Underwriting, Policy Servicing, Claims Handlings and etc. Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines. Experience working with local and regional stakeholders and an understanding of global standards of quality. Ability to work with different cultural groups and build consensus. Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry. Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely. Experience utilising assurance automation and analytics tools preferred. Fluent in both oral and written English. Proficient with Microsoft Office.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritised.

  • Assistant Vice President Controls Assurance, Risk Compliance Assurance Services

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Assistant Vice President Controls Assurance CTU

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Manager, Controls Assurance, Global Risk and Compliance Assurance Services

    7 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Manager, Controls Assurance, Global Risk and Compliance Assurance Services

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Lead Compliance Risk Manager

    1 month ago

    Guangzhou, Guangdong, China HSBC Full time

    About HSBCHSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories.We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and ultimately helping people to fulfil their hopes and realise their ambitions.Job Description: Assistant Vice President...

  • Assistant Vice President Regulatory Compliance

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Lead Risk and Compliance Assurance Specialist

    1 month ago

    Guangzhou, Guangdong, China HSBC Full time

    About HSBCHSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. Our aim is to be where the growth is, enabling businesses to thrive and economies to prosper.Job DescriptionWe are currently seeking an experienced professional to join our team in the role of Lead Risk and...

  • Assistant Vice President, Control Expert, Screening

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Senior Risk Assurance Specialist

    1 month ago

    Guangzhou, Guangdong, China HSBC Full time

    Company OverviewHSBC is one of the world's largest banking and financial services organisations, operating in 64 countries and territories. We strive to be at the forefront of growth, empowering businesses and economies to thrive.Salary:$120,000 - $180,000 per yearJob Description:We are seeking an experienced professional to join our team as a Manager,...

  • Senior Risk and Compliance Professional

    2 months ago

    Guangzhou, Guangdong, China HSBC Full time

    About This RoleWe are currently seeking an experienced professional to join our team in the role of Manager, Controls Assurance, Global Risk and Compliance Assurance Services. In this position, you will be responsible for evaluating controls for operating effectiveness, documenting results, and raising issues as appropriate.Key ResponsibilitiesMap processes...

  • Assistant Vice President

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Vice President, Financial Engineering, Global Risk Analytics

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Senior Risk Management Specialist

    1 month ago

    Guangzhou, Guangdong, China HSBC Full time

    **Career Impact Opportunity at HSBC**Are you looking for a role that enables you to make a real difference in the banking industry? If yes, join HSBC and be part of a team that helps businesses thrive and economies prosper.HSBC is one of the world's leading banking and financial services organisations, operating in 64 countries and territories. We are...

  • Assistant Vice President, Financial Engineering, Treasury

    7 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Insurance Risk and Compliance Specialist

    1 month ago

    Guangzhou, Guangdong, China HSBC Full time

    Job OverviewWe are seeking an experienced professional to join our team in the role of Insurance Risk and Compliance Specialist, Global Assurance Services.

  • Assistant Vice President, Data Analytics

    7 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Risk Management Specialist, Control Expert, Screening

    2 months ago

    Guangzhou, Guangdong, China HSBC Full time

    HSBC is looking for an experienced professional to join its team in the role of Assistant Vice President, Control Expert, Screening to guide Operations to a more proactive risk management culture through regular engagement with key stakeholders.The successful candidate will analyse the performance of the control environment, perform end-to-end reviews, deep...

  • Lead Assistant Vice President

    7 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Assistant Vice President

    6 months ago

    Guangzhou, China HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Risk and Control Manager

    2 months ago

    Guangzhou, Guangdong, China HSBC Full time

    Role OverviewWe are seeking an experienced professional to monitor risk and control in our South Region. The ideal candidate will have solid operational risk knowledge and experience in control testing.Key ResponsibilitiesMonitor risk and control at branch level and identify potential issuesOrganize and execute control testing and review plans to ensure key...