E-Communication Surveillance Manager

4 weeks ago


Guangzhou, Guangdong, China HSBC Full time
Key Responsibilities

As an Assistant Manager, E-Communication Surveillance, you will be responsible for reviewing, investigating, and escalating alerts generated by the Surveillance system. This system identifies breaches of internal policies and potential risks to the company and its clients.

Key Tasks
  • Review and investigate Japanese, English, and Chinese alerts to ensure compliance with internal policies.
  • Conduct daily, weekly, and monthly monitoring tests to mitigate risks within the Surveillance RC monitoring plan.
  • Identify improvements and assist in the development of systems to enhance monitoring efficiency.
  • Assist with User Acceptance Testing (UAT) of newly developed monitoring tests.
  • Produce accurate and in-depth Management Information (MI).
  • Foster close relationships with various teams, both on and off-shore.
  • Maintain HSBC internal control standards, including timely implementation of internal and external audit points.
Requirements

To be successful in this role, you will need:

  • Strong interpersonal skills and experience working effectively within a small team.
  • Knowledge of financial markets and financial market regulation.
  • Experience in Trade or E/Voice-Surveillance monitoring/oversight or related environment is preferable.
  • Knowledge of the surveillance tool is preferable.
  • Ability to understand trade and electronic/Voice communications and analyze these for potential Market Abuse.
  • Ability to work under pressure and within tight time-lines.
  • Ability to handle escalated issues and take these forward with Senior Management.
  • Fluent Japanese speaking, listening, writing, and reading skills.

Candidates with less relevant experience or skills may be offered a lower Global Career Band than stated above.

Candidates with immediate right to work locally and no relocation need will be prioritized.



  • Guangzhou, Guangdong, China HSBC Full time

    Key ResponsibilitiesWe are seeking an experienced professional to join our team in the role of Assistant Manager, E-Communication Surveillance.Key AccountabilitiesReview, investigate and escalate alerts generated by the Surveillance system, identifying breaches of internal policies and potential risks to the company and its clients.Undertake daily, weekly...


  • Guangzhou, Guangdong, China HSBC Full time

    Make a Real Impact with HSBCAt HSBC, we're committed to helping people and businesses thrive. As a key member of our team, you'll play a vital role in ensuring the integrity of our electronic communication systems.Key ResponsibilitiesReview and investigate alerts generated by our Surveillance system to identify potential risks and breaches of internal...


  • Guangzhou, Guangdong, China HSBC Full time

    Job Title: Assistant Manager, E-Communication SurveillanceHSBC is seeking an experienced professional to join our team in the role of Assistant Manager, E-Communication Surveillance. This position is responsible for reviewing, investigating, and escalating alerts generated by the Surveillance system to identify breaches of internal policies and potential...


  • Guangzhou, Guangdong, China HSBC Full time

    Job Title: Assistant Manager - Audio SurveillanceHSBC is seeking an experienced professional to join our team in the role of Assistant Manager - Audio Surveillance. This position is responsible for reviewing, investigating, and escalating alerts generated by the Voice-Surveillance system for market abuse/anti-competitive behaviors.Key Responsibilities:Review...


  • Guangzhou, Guangdong, China HSBC Full time

    Assistant Manager - Audio SurveillanceHSBC is seeking an experienced professional to join our team in the role of Assistant Manager - Audio Surveillance. This position plays a critical role in ensuring the integrity of our financial systems and detecting potential market abuse.Key ResponsibilitiesReview and investigate alerts generated by the...


  • Guangzhou, Guangdong, China Marriott International Full time

    JOB SUMMARY The Marketing Communications Manager is accountable for executing the marketing strategy for the property. This role encompasses managing all online sales opportunities and fostering productive relationships with local tourism authorities and community stakeholders. CANDIDATE PROFILE Education and Experience • A high school...


  • Guangzhou, Guangdong, China TÜV Rheinland Full time

    About the Role:We are seeking a highly skilled Certification Specialist to join our team at TÜV Rheinland. As a key member of our certification team, you will be responsible for maintaining the GZ Products Certification System in Greater China.Key Responsibilities:Maintenance of the GZ Products Certification System in Greater China.Presentation of the...


  • Guangzhou, Guangdong, China TÜV Rheinland Full time

    About the Role:We are seeking a highly skilled Certification Specialist to join our team at TÜV Rheinland. As a key member of our certification team, you will be responsible for maintaining the GZ Products Certification System in Greater China.Key Responsibilities:Maintain the GZ Products Certification System in Greater China.Present the product...


  • Guangzhou, Guangdong, China Marriott Vacations Worldwide Full time

    Job Overview Hourly Rate: $23.65 Pay: $23.65/hour Position Summary Responsible for overseeing the safety and security of the property, ensuring a secure environment for guests and staff. This role involves monitoring surveillance systems, managing alarm systems, and conducting regular safety inspections. The officer will assist guests with access...


  • Guangzhou, Guangdong, China Marriott Vacations Worldwide Full time

    Job Overview Hourly Rate: $23.65 Pay: $23.65/hour Position Summary The role involves overseeing all areas of the property, ensuring safety and security for guests and staff. Responsibilities include monitoring surveillance systems, alarm systems, and conducting thorough inspections for potential hazards. The individual will respond to emergencies,...


  • Guangzhou, Guangdong, China Marriott International Full time

    Job SummaryThe Director of Marketing Communications is responsible for the planning, direction, control, and coordination of all communication activities, with an emphasis on public relations. Promotes and maintains good communications in order to enhance the prestigious image of the company and by doing so contributes to the revenues of the...


  • Guangzhou, Guangdong, China Marriott International Full time

    Job SummaryThe Director of Marketing Communications is responsible for leading the development and implementation of marketing communications strategies that enhance the prestigious image of Marriott International and contribute to the company's revenues.Candidate ProfileEducation and ExperienceRequired:• High school diploma or equivalent; 4 years of...


  • Guangzhou, Guangdong, China AirAsia Full time

    Job Overview Public Relations Executive Key Responsibilities 1. Manage relationships with media outlets and respond to daily media inquiries and briefings. 2. Organize and implement public relations events and initiatives to boost brand visibility and reputation. 3. Create written content, including proposals, messaging frameworks, press...


  • Guangzhou, Guangdong, China eChinaCareers Full time

    Job Title: Global Communications and Language TeacherWe are seeking a highly qualified and experienced Global Communications and Language Teacher to join our team at an international school in Guangzhou.About the SchoolThe school is a private international language school located in Guangzhou, offering a range of programs including primary, middle, American...


  • Guangzhou, Guangdong, China Cathay Pacific Airways Limited Full time

    {"Key Responsibilities": "Safety First, Quality AlwaysRigorously execute corporate safety, security and quality policies to ensure the station, employees and suppliers are fully compliant with all regulatory requirements and quality standardsAchieve absolute operational integrity with zero safety defects and security infringementsSupport local airport...


  • Guangzhou, Guangdong, China 3M Full time

    Drive Growth through Customer Collaboration and InnovationAs a key member of the 3M team, you will lead efforts to drive growth through customer collaboration, new application development, and new product commercialization. Your expertise will be leveraged to drive higher impact Customer Inspired Innovation (CII) programs through increased market...


  • Guangzhou, Guangdong, China Avery Dennison Smartrac Full time

    Company Overview Avery Dennison Corporation (NYSE: AVY) is a global leader in materials science and digital identification solutions, offering a diverse range of branding and information solutions that enhance labor and supply chain efficiency, minimize waste, promote sustainability, and strengthen the connection between brands and consumers. Our...


  • Guangzhou, Guangdong, China Avery Dennison Smartrac Full time

    Company Description Avery Dennison Corporation (NYSE: AVY) is a global materials science and digital identification solutions company that provides a wide range of branding and information solutions that optimize labor and supply chain efficiency, reduce waste, advance sustainability, circularity and transparency, and better connect brands and consumers....


  • Guangzhou, Guangdong, China Arcadis Full time

    Arcadis is a global leader in delivering sustainable design, engineering, and consultancy solutions for natural and built assets.We are a team of over 36,000 professionals, operating in over 70 countries, dedicated to improving the quality of life. Our collective expertise enables us to tackle the world's most complex challenges and deliver more impact...

  • Costing Manager

    1 month ago


    Guangzhou, Guangdong, China Avery Dennison Smartrac Full time

    About Avery Dennison SmartracA global leader in materials science and digital identification solutions, Avery Dennison Smartrac provides innovative branding and information solutions that optimize labor and supply chain efficiency, reduce waste, advance sustainability, circularity, and transparency, and better connect brands and consumers.Our products and...