Risk and Control Manager

4 weeks ago


Chengdu, Sichuan, China HSBC Full time
Job Summary

This role is responsible for monitoring and controlling risk and regulatory compliance at the branch level. The successful candidate will have a strong background in operational risk management and control testing.

Key Responsibilities
  • Conduct regular control testing and review plans to ensure key controls are in place at the branch level.
  • Identify and document internal events, conduct impact and root cause analysis, and monitor event mitigation action status.
  • Monitor operational and reputational risk at the West Region level.
  • Assist in maintaining and executing criminal case management policy and conduct investigations as required.
  • Support Head of Business Control and City Manager in handling branch-level regulatory tasks, including risk self-checking requirements and regulatory reports.
  • Support the development and maintenance of branch-level R&C and emergency plans, and conduct drills as required.
  • Organize and conduct branch-level on-site event inspections.
  • Assist the Business Information Risk Officer in driving information risk control activities at the branch level.
Requirements
  • 7 years or more of working experience with solid operational risk knowledge and experience in control testing.
  • Working experience in risk management in life insurance, broker company, internal control management, or internal audit.
  • Strong analytical and problem-solving skills, with the ability to work independently.
  • Fluent English in verbal and written communication.
  • Strong communication and interpersonal skills, with the ability to work effectively in a team.
  • Ability to work under pressure and face challenges.


  • Chengdu, Sichuan, China HSBC Full time

    Job SummaryThis role is responsible for monitoring and controlling risk and regulatory activities at the branch level, including control testing, issue management, and reporting. The successful candidate will have a strong background in operational risk management and experience in control testing and review.Key ResponsibilitiesOrganize and execute control...


  • Chengdu, Sichuan, China HSBC Full time

    Job Summary:This position will be mainly tasked with risk and control monitoring related assignments as well as branch level regulatory assignments, including control testing, issues and actions management, internal event management and reporting, branch level criminal case management assignments, branch level Business Continuity Plan (BCP) related...


  • Chengdu, Sichuan, China HSBC Full time

    Position Overview: This role is primarily focused on overseeing risk and compliance monitoring tasks, along with regulatory responsibilities at the branch level. Key activities include control assessments, management of issues and actions, internal incident management, reporting, and criminal case oversight, as well as Business Continuity Plan (BCP)...


  • Chengdu, Sichuan, China HSBC Full time

    Job Title: Distribution Risk Management ManagerThe Distribution Risk Management Manager role is a critical position within HSBC, responsible for ensuring that customer outcomes for product sales align with internal standards and regulatory requirements.This role sits within a team that is dedicated to delivering a high-quality and robust service to our...


  • Chengdu, Sichuan, China HSBC Full time

    Job SummaryThe Distribution Risk Management Manager role is a critical position within HSBC, responsible for ensuring that customer outcomes for product sales align with internal standards and regulatory requirements.Key ResponsibilitiesAssess and mitigate distribution risks related to insurance products, including regulatory tasks and risk warnings.Develop...


  • Chengdu, Sichuan, China HSBC Full time

    Job Summary:The Distribution Risk Management Manager role is responsible for assessing whether the customer outcomes for product sales are in line with HSBC internal standards and regulatory requirements.This role sits as part of the team responsible for ensuring the bank aligns around our clients to deliver a high-quality and robust service.Key...


  • Chengdu, Sichuan, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Job Title: Risk ManagerBeijing Century Joyo Information Technology Co., Ltd. Chengdu Branch is seeking a highly skilled Risk Manager to drive the development of a world-class control environment within Finance Operations.Job SummaryThe successful candidate will be responsible for investigating fraud, abuse, and waste across our business, utilizing their...


  • Chengdu, Sichuan, China Maersk Full time

    **Job Summary**This role is responsible for overseeing the accounting and financial reporting for Maersk's Japan operations. The ideal candidate will have a strong background in accounting and financial management, with experience in managing complex financial systems and processes.**Key Responsibilities**Perform monthly and annual closing procedures,...


  • Chengdu, Sichuan, China Maersk Full time

    Job SummaryWe are seeking a highly skilled Financial Controller to join our team in Japan. As a key member of our finance team, you will be responsible for ensuring the accuracy and integrity of our financial records and reports.Key ResponsibilitiesPerform monthly and annual closing procedures to ensure timely and accurate financial reporting.Develop and...


  • Chengdu, Sichuan, China Maersk Full time

    Job SummaryWe are seeking a highly skilled Financial Controller to join our team in Japan. As a key member of our finance team, you will be responsible for ensuring the accuracy and integrity of our financial records and reports.Key ResponsibilitiesPerform monthly and annual closing procedures to ensure timely and accurate financial reporting.Develop and...


  • Chengdu, Sichuan, China Maersk Full time

    Job SummaryWe are seeking a highly skilled Financial Controller to join our team in Japan. As a key member of our finance team, you will be responsible for ensuring the accuracy and integrity of our financial records and reports.Key ResponsibilitiesPerform monthly and annual closing procedures to ensure timely and accurate financial reporting.Develop and...


  • Chengdu, Sichuan, China airbus Full time

    Job Title: Supply Chain Quality SpecialistJoin Airbus (China) Enterprise Management and Services Co. Limited as a Supply Chain Quality Specialist and contribute to the success of our supplier quality management strategy.Job Summary:We are seeking a highly skilled Supply Chain Quality Specialist to support our supplier quality management strategy in Asia. As...


  • Chengdu, Sichuan, China HSBC Full time

    Job Title: Relationship Manager, Global Private BankingHSBC Global Private Banking is seeking a skilled Relationship Manager to join our team. As a Relationship Manager, you will be responsible for establishing and maintaining relationships with high net worth clients and their families.Key Responsibilities:Establish new private banking relationships and...


  • Chengdu, Sichuan, China airbus Full time

    Job Title: Supply Chain Quality SpecialistJoin Airbus (China) Enterprise Management and Services Co. Limited as a Supply Chain Quality Specialist and contribute to the success of our supplier quality management strategy.Job Summary:We are seeking a highly skilled Supply Chain Quality Specialist to support our supplier quality management strategy in Asia. As...


  • Chengdu, Sichuan, China HSBC Full time

    Role OverviewHSBC Global Private Banking is seeking a skilled Relationship Manager to join our team in Hangzhou, China. As a key member of our team, you will be responsible for establishing and managing relationships with high net worth clients, identifying business opportunities, and providing exceptional client service.Key ResponsibilitiesEstablish new...


  • Chengdu, Sichuan, China HSBC Full time

    Job Title: Relationship Manager Hangzhou Global Private Banking ChinaHSBC Global Private Banking is seeking a skilled Relationship Manager to join our team in Hangzhou, China. As a Relationship Manager, you will be responsible for establishing and maintaining relationships with high net worth clients, providing personalized banking and investment services to...


  • Chengdu, Sichuan, China HSBC Full time

    Job Title: Relationship Manager Hangzhou Global Private Banking ChinaHSBC Global Private Banking is seeking a skilled Relationship Manager to join our team in Hangzhou, China. As a Relationship Manager, you will be responsible for establishing and maintaining relationships with high net worth clients, providing personalized banking and investment services to...


  • Chengdu, Sichuan, China HSBC Full time

    Global Private Banking OverviewHSBC Global Private Banking offers tailored relationship management services, including comprehensive banking, investment, and wealth advisory solutions to affluent clients and their families worldwide. Our business leverages the robust heritage and prudent long-term vision of the HSBC Group to uncover and present new avenues...


  • Chengdu, Sichuan, China HSBC Full time

    About HSBC Global Private BankingHSBC Global Private Banking offers personalized relationship management, delivering integrated banking, investment, and wealth advisory services tailored for high net worth individuals and their families globally. Leveraging the strength and heritage of the HSBC Group, we strive to uncover new avenues for our clients to...


  • Chengdu, Sichuan, China airbus Full time

    Job Overview: The position of Supplier Quality Assurance Specialist is a pivotal role focused on enhancing our supplier quality management framework.You will oversee the performance and adherence of Airbus Atlantic's supplier network in Asia, ensuring that deliveries meet both timeliness and quality standards. Your contributions will be integral to the...