Manager Financial Crime Commercial Banking

Found in: Talent CN S2 - 7 days ago

Huangpu, China HSBC Full time

Compliance (CMP)

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking an experienced professional to join our team.

In this role, you will:

The Financial Crime Commercial Banking (CMB) & Global Banking & Markets (GBM) Manager is responsible for ensuring that HSBC's operations in HBCN on Wholesale Banking (WSB) business end are effective in identifying, managing and mitigating Financial Crime risks and ensure timely advisory is provided to the WSB business. 
Primarily focus on exercising FC stewardship to WSB business and support Head of FC CMB&GBM to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. The role holder is responsible for 
1. Provide advisory services to WSB business in order to ensure clear understanding of financial crime risk exposure with respect to clients, transactions and products. 
2. Assist in managing the relationship with relevant regulators. 
3. Be responsible for second line governance of Financial Crime risks exposures, providing analysis, reporting and governance to HBCN that is independent of the first line of defence, thereby maintaining an objective assessment of risk exposure. 
4. To exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners. Advise, review and challenge 1st LOD on the identification, impact assessment, resolution and investigation of material internal risk events including near misses relating to their risk type
5. Provide policy oversight, challenging and guiding Risk and Control Owners to support implementation and adherence to Financial Crime related policies and regulations on WSB business end.
6. Assist senior management of HBCN, leadership of the Compliance function, and other colleagues on all material financial crime risk related matters. 
7. Provide insights from the external environment, oversight, challenge, and escalation at key risk governance forums and contribute to wider operational risk governance. 

Requirements

To be successful in the role, you should meet the following requirements:

• University graduate.
• Robust experience of handling financial crime related matters, including knowledge of AML / Sanctions / AB&C / Fraud related risk management.
• Developed understanding of Wholesale Banking related products and services. 
• Awareness of developments in the financial crime regulatory environment. 
• Strong team player alongside a desire for continued personal development. 
• Excellent communication and inter-personal skills, including the capacity to articulate the case for risk management and policy in the language of business.
• Experience of interpreting and analysing a large volume of information and / or data and provide succinct summary for management.
• Experience of working within a matrixed environment preferred.
• Strong knowledge on Global Markets or Securities Services business preferred.

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