Audio Surveillance Compliance Officer

2 weeks ago


Guangzhou, Guangdong, China HSBC Full time
Principal Responsibilities

The successful candidate will perform daily monitoring tests to ensure that the risks within the monitoring plan are mitigated. They will also produce reports providing management information for senior management and assist in the on-going development of the system to improve the efficiency of monitoring within the business.

Additionally, the candidate will foster a close relationship with the various Compliance teams, maintain company internal control standards, and understand, follow, and demonstrate compliance with all relevant internal and external rules, regulations, and procedures that apply to the conduct of the business in which they are involved.

The ideal candidate will have a good knowledge in Excel with the ability to use macros to help solve non-standard problems and an interest in systems and applying them to the analysis of both large amounts and different types of data.

Key skills include research, analysis, report writing, process improvement, and project management, as well as excellent system skills and the ability to support decisions with sound reasoning and clearly articulate business and regulatory implications of the analysis and findings.



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