Regulatory Compliance Associate
6 days ago
Guidepoint serves as a comprehensive research enablement platform, aiming to provide real-time data and expert insights that empower clients to swiftly grasp global trends and make informed decisions. Supported by a premier network of experts worldwide, Guidepoint delivers critical background and dimensional information on any topic and research level, enabling top-tier companies and investors to quickly transform knowledge into action.
The Compliance Department operates as a collaborative unit that proactively supports Guidepoint's international operations. This team identifies and mitigates risk areas while advising internal stakeholders on new business ventures and modifications to existing products. Additionally, they conduct compliance training for internal staff, fostering a robust compliance framework. We welcome driven professionals to join us and thrive in this dynamic environment.
Guidepoint is in search of an experienced Compliance Associate to join its Global Compliance Department. This adept individual will assist in all facets of Guidepoint's compliance initiatives, which include providing guidance to our business partners when navigating complex compliance challenges.
Key Responsibilities:
Deliver initial and ongoing training for client-facing employees Address daily inquiries from our sales and service teams Conduct an overview of the compliance portal for prospective and current clients Integrate client-related protocols into our proprietary database Collaborate with our technology team to implement compliance-related controlsQualifications:
Bachelor's Degree required, demonstrating a strong level of achievement Minimum of 2+ years of regulatory compliance experience in financial services ( not KYC/AML) Proactive and self-motivated Familiarity with compliance search tools Knowledge of financial industry regulations and due diligence preferred Exceptional analytical skillsWhat We Offer:
Flexible work arrangements An entrepreneurial environment with autonomy and quick decision-making A team of ambitious and driven individuals Competitive salary based on experienceAbout Guidepoint:
Guidepoint is a leading research enablement platform designed to enhance understanding and empower our clients' decision-making processes. Leveraging innovative technology, real-time data, and hard-to-source expertise, we assist our clients in turning answers into actionable insights.
Supported by a network of nearly 1.5 million experts and Guidepoint's 1,300 employees globally, we provide on-demand intelligence and research tailored to leading organizations. With Guidepoint, companies and investors can navigate the vast amount of information available today, making it both more useful and impactful.
At Guidepoint, our success is rooted in the diversity of our employees, advisors, and client base, which enables us to forge connections that offer a wealth of perspectives. We are dedicated to maintaining policies that foster an equitable and welcoming environment for our community, regardless of background, identity, or experience.
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