Distribution Risk Management Manager, HSBC Broker

7 months ago

Chengdu, China HSBC Full time

The Distribution Risk Management Manager role is responsible for assessing whether the customer outcomes for product sales are in line with HSBC internal standards and regulatory requirements.

The role sits as part of the team responsible for ensuring the bank aligns around our clients to deliver a high quality and robust service.

We are currently seeking an experienced professional to join our team.

In this role, you will:

·For Insurance Risks related, to handle regulatory tasks including distribution risk checking, publicity education tasks and relating regulatory reports (eg prevent and combat illegal fund-raising, illegal loan intermediary business, unauthorized sales and financial fraud); To carry out risk warnings and publicity on scams like "Insurance Upgrade", "Insurance Dividend", “Fraud Trap”. And other key controls to ensure continuous monitoring on financial escort and safe financial management.

·For Sales Journey related, to set up and facilitate the sales control mechanisms to prevent misleading sales, and promote the requirements of the traceability management of the life insurance sales behavior deeply.

·For Behavior & Industrial Protocol related, to organize and execute control plans and other control reviews to prevent financial risks, strengthen and Improve modern financial supervision measures ( Self-discipline Convention, Code of Conduct for staff integrity and unified requirements for standardizing financial marketing behavior etc.) to construct the incorruptible financial culture.

·For Digital & Personal Information related, to strengthen the risk management of mobile App Information Technology, carry out risk warnings on internet insurance products sales, prevent the insurance consumers’ information leakage, implement the anti-telecom network fraud law, to conduct publicity and other measures for rectification of internet insurance chaos.

·For Non-insurance financial Areas related, to strengthen the risk prevention in this area, such as to crackdown on cross-border gambling, clean network environment, prevent the illegal use of "Bank" to absorb public deposits, unauthorized sales of insurance practitioners, and etc.

Requirements

To be successful in the role, you should meet the following requirements:

·Working experience in risk management in life insurance, broker company, internal control management, or internal audit

·Technical knowledge of insurance sales process, compliance requirement and regulation requirement

·Good regulator relationship is a plus.

·Excellent written and verbal communication skills with both internal and external stakeholders.

·Attention to detail, with ability to deliver good quality output within a tight timeframe.

·Available to work under pressure, prioritize tasks and deal with complex issues.

  • Manager, Branch Risk and Control, West District, HSBC Broker

    7 months ago

    Chengdu, China HSBC Full time

    This position will be mainly tasked with risk and control monitoring related assignments as well as branch level regulatory assignments, including control testing, issues and actions management, internal event management and reporting, branch level criminal case management assignments, branch level Business Continuity Plan (BCP) related assignments, branch...

  • Relationship Manager, Global Private Banking HSBC China

    7 months ago

    Chengdu, China HSBC Full time

    Global Private Banking (GPB) HSBC Global Private Banking provides personal relationship management including integrated banking, investment and wealth advisory services to high net worth clients and their families around the world. The business builds on the strength, heritage and prudent long-term strategy of the HSBC Group to search out and reveal new...

  • Operational Risk Manager for West Region

    1 month ago

    Chengdu, Sichuan, China HSBC Full time

    Job Description:This is a challenging role that requires an experienced professional to manage operational risk and control monitoring related assignments in the West Region. The ideal candidate will have a strong background in risk management, solid analytical skills, and excellent communication abilities.Key Responsibilities:Organize and execute control...

  • Relationship Manager Hangzhou Global Private Banking HSBC China

    7 months ago

    Chengdu, China HSBC Full time

    Global Private Banking (GPB) HSBC Global Private Banking provides personal relationship management including integrated banking, investment and wealth advisory services to high net worth clients and their families around the world. The business builds on the strength, heritage and prudent long-term strategy of the HSBC Group to search out and reveal new...

  • Operational Risk and Control Specialist

    2 months ago

    Chengdu, Sichuan, China HSBC Full time

    Job SummaryThis role will be mainly tasked with risk and control monitoring related assignments as well as branch level regulatory assignments, including control testing, issues and actions management, internal event management and reporting, branch level criminal case management assignments, branch level Business Continuity Plan (BCP) related assignments,...

  • Manager, Business Administration and Operational Management, HSBC Broker

    7 months ago

    Chengdu, China HSBC Full time

    Manager, Business Administration & Operational Management will participate in business activities, supporting Senior Managers with BAU & non-BAU activities, cyclical work pieces such as Annual Reporting and short term initiatives. They are located in BAU teams and would report to a Senior Manager and may have direct reports. This job is not client facing...

  • International Private Wealth Manager

    1 month ago

    Chengdu, Sichuan, China HSBC Full time

    About Global Private BankingHSBC Global Private Banking provides personal relationship management, including integrated banking, investment, and wealth advisory services to high net worth clients and their families worldwide.Your RoleYou will establish new private banking relationships and manage existing ones to grow Assets Under Management and Revenue....

  • Business Operations Manager

    1 month ago

    Chengdu, Sichuan, China HSBC Full time

    HSBC is currently seeking an experienced Business Operations Manager to join its team.About the RoleThis is a challenging and rewarding opportunity to support the growth of HSBC’s business operations. As a Business Operations Manager, you will play a key role in ensuring the smooth execution of business initiatives and activities in support of business...

  • Risk Manager, TERA

    6 months ago

    Chengdu, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Amazon.com, Earth's most customer-centric company, seeks a Risk Manager to drive the development of a world-class control environment within Finance Operations. Come join the team to help investigate fraud, abuse and waste across our business. The successful candidate approaches problems with relentless tenacity and, drawing on their experience, will make an...

  • China Private Banking Relationship Director

    1 month ago

    Chengdu, Sichuan, China HSBC Full time

    About HSBC Global Private BankingAs a leading international private bank, HSBC Global Private Banking provides unparalleled personal relationship management services to high net worth clients and their families worldwide.

  • Risk Manager, Corporate Oversight Specialist

    1 month ago

    Chengdu, Sichuan, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Corporate Oversight SpecialistAbout UsBeijing Century Joyo Information Technology Co., Ltd. Chengdu Branch is a leading provider of innovative solutions and services. Our company culture emphasizes customer-centricity, relentless innovation, and collaboration.Job DescriptionWe are seeking an experienced Risk Manager to join our team as a Corporate Oversight...

  • Customer Development Rep Chengdu CDL Sub-branch HSBC China

    8 months ago

    Chengdu, China HSBC Full time

    Wealth and Personal Banking (WPB) Wealth and Personal Banking is our new global business combining Retail Banking and Wealth Management; and Global Private Banking, to become one of the world’s largest global wealth managers with trillion in assets. Our dedicated colleagues serve millions of customers worldwide across the entire spectrum of private...

  • Senior Software Development Professional

    1 month ago

    Chengdu, Sichuan, China Epam Full time

    Job DescriptionWe are seeking a highly skilled Sr. Software Development Professional with expertise in full-stack development to create exceptional codes and solutions for our clients.In this role, you will utilize your expertise to design, write, and maintain coding for our ongoing and future projects.You will collaborate with other experienced technical...

  • Expert Financial Planning and Portfolio Strategist

    1 month ago

    Chengdu, Sichuan, China HSBC Full time

    At HSBC, we are seeking an experienced professional to strengthen our position as a leading wealth provider.We offer a competitive salary of approximately $150,000 per annum, commensurate with experience and qualifications.Job DescriptionThe successful candidate will be responsible for providing clients with access to advanced technical product expertise and...

  • Logistics Operations Specialist

    1 month ago

    Chengdu, Sichuan, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch is seeking a skilled Logistics Operations Specialist to join its team in China.Job Summary:The ideal candidate will have 3+ years of experience in the logistics and supply chain industry, with expertise in handling daily tasks, managing exceptions, and collaborating with service providers...

  • Import & Export Ops Specialist, GM Field

    6 months ago

    Chengdu, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Amazon strives to be Earth's most customer-centric company where people can find and discover virtually anything they want to buy online. To serve the goal, Amazon has created one of the most advanced fulfillment and logistic networks in the world.Amazon Global Logistics in China is a team of highly experienced logistics professionals, product & program...

  • Software Engineer

    5 months ago

    Chengdu, China Epam Full time

    Description We are looking for a high skilled Software Engineer with expertise in full stack development to create exceptional codes and solutions for our clients. In this role, you will utilize your expertise to design, write, and maintain coding for our ongoing and future projects. Join our professional team, you will collaborate with other...

  • Global Logistics Operations Specialist

    1 month ago

    Chengdu, Sichuan, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch is seeking a highly motivated Import & Export Ops Specialist to join our team.About UsWe are part of one of the world's most advanced fulfillment and logistic networks, serving customers with best-in-class logistics services. Our team in China is dedicated to international expansion goals...

  • Import & Export Ops Specialist

    6 months ago

    Chengdu, China Beijing Century Joyo Information Technology Co., Ltd. Chengdu Branch Full time

    Amazon strives to be Earth's most customer-centric company where people can find and discover virtually anything they want to buy online. To serve the goal, Amazon has created one of the most advanced fulfillment and logistic networks in the world.Amazon Global Logistics in China is a team of highly experienced logistics professionals, product & program...

  • Project manager

    8 months ago

    Chengdu, China Believe Full time

    The Job Missions Drive streams of an artist across his full catalogue, audio or video Accelerate artists’ audience development to create a flywheel effect You will do this through performing these to the highest of standards and effectiveness: Data analysis : analyse audience, sales, and performances history Strategy : build...