Compliance Assistant, Beijing

1 month ago


Guangzhou, Guangdong, China ING Full time
Job Summary

We are seeking a highly motivated and detail-oriented Compliance Assistant to join our team in Beijing. The successful candidate will be responsible for providing regulatory support and maintaining compliance records.

Key Responsibilities
  • Receive and file daily regulations and notices from various channels, including CBIRC/PBOC/SAFE.
  • Submit and file correspondence and reporting via various channels to regulators as regular frequency or specific deadline.
  • Maintain a regulation/notice index and a correspondence/feedback index.
  • Update reporting lists and tracks owned by compliance.
  • Set up visit records and meeting minutes with regulators as needed.
  • Support the preparation of compliance training materials and PPTs.
  • Contribute to the preparation of basic work for compliance monitoring.
  • Prepare basic information for CR meetings.
  • Consolidate feedback from different departments for internal and external surveys/requirements.
Requirements

The ideal candidate will have excellent communication and organizational skills, with the ability to work independently and as part of a team. A strong understanding of regulatory requirements and compliance procedures is essential.



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